- “We mediated a FINRA claim with Scott Douglas in December 2020. The Zoom format was easy, effective, and efficient; and Scott was adept at managing the session. Our client was the claimant and the respondent was a major brokerage. We were impressed with Scott’s professionalism and experience. He was able to settle a case that, at one point, looked unresolvable. We recommend Scott as a FINRA mediator.” Mark Van Wagoner, Tom Barton, Salt Lake City UT
- “Scott is the best securities mediator I know of, and that is because he gets cases settled. He uses smarts, persistence and creativity, and no one understands FINRA issues better. Scott has also done a remarkable job in adapting to the restrictions of the pandemic, developing a mastery of Zoom that makes remote mediations just as effective as in-person ones. I wouldn’t be surprised if these Zoom mediations continue long after the pandemic is over.” Jeffrey Feldman, San Francisco, CA
- “Scott, thank you for the time you spent recently helping our clients resolve their disputes with [Respondent]. Your mediation style was professional, respectful, and ultimately effective. Thank you again. I wish you the best.” Trent Latta, Seattle WA
- “Our firm’s practice is focused on FINRA Securities Arbitrations. Over the years, mediation of these cases has entered the equation in a major way. For the past 15 years, we have utilized Scott’s services, much to our client’s satisfaction. Scott is fair, even tempered, personable with the knack of connecting with a variety of our clients, and is resourceful in drawing upon a reservoir of mediation “tools” for breaking difficult impasses between previously intransigent litigants. I genuinely appreciate Scott’s obvious preparation and knowledge of the issues, which he brings to the mediation sessions.” Jonathan W. Evans, Studio City CA
- “Scott is one of the most knowledgeable and effective mediators in the business. He has settled cases that I never thought would settle.”Eric Woosley, Law Offices of Woosley & Porter, Santa Barbara, CA.
- “I have worked with Scott numerous times. Although many of the cases involved difficult clients on both sides, Scott was able to resolve all of the cases. Scott has always been well prepared and very knowledgeable on all the legal and factual issues. I highly recommend him.” Tom Bradley, Reno NV
- “Scott has limitless patience, and will work long hours (or even days) to get a deal done. He has developed many techniques to keep the parties talking and help them find common grounds. Based on his many years as a practicing lawyer and mediator, I also appreciate and respect his evaluations of my cases.” Neal Robb, Keesal, Young & Logan, Long Beach CA
- “Scott is the consummate professional neutral who is always well prepared. He works hard to forge a good relationship with the litigants which he then employs to good effect as negotiations proceed. He seems to thrive in mediations involving especially difficult cases.” Jay Simpson, Lewis & Roca, Phoenix AZ
“Scott is not only prepared and experienced, but he is also excellent at thinking outside of the box to resolve cases where the parties were far apart. Scott is patient and understanding, but he does not delay moving the settlement process forward. A true professional.” Robert Paredes, Los Angeles, CA
- “Scott has broad and deep knowledge of the securities industry, and a keen instinct for quickly assessing the origins of a dispute and the motivations of the parties. He is calm, firm, candid and highly effective.” Thomas Shuck, Los Angeles, CA.
- “Scott Douglas is a highly effective mediator. He is very knowledgeable in securities arbitration, highly ethical, hard working, and respected by both the Claimants and Respondents’ bars.” Marc Zussman, Los Angeles CA
- “In the realm of securities arbitration it is important to work with someone who specializes in the field. This is especially true when it comes to mediators. Scott has handled more securities mediations than most. It’s his specialty and he knows it inside out. There is nothing worse than having to explain the case to a mediator. You never have to do that with Scott. That precious time can then be devoted to resolving the case.” Kirk Smith, Shepherd Smith Edwards & Kantas LLP, Houston, TX
- “Dear Scott: My client and I want to thank you so much for settling the above matter. To be honest, I did not think there was a chance in hell that the case could settle. But you were able to bring the parties together through your exceptional thoroughness, persistence and professionalism. We never could have settled the case without you. Thank you again.” Leonard Steiner, Beverly Hills, CA
- “Dear Scott, I would like to say how grateful we are for all that you did to resolve our differences with the brokerage. It is my view that you conducted yourself in the most professional and kind manner. I greatly appreciate your patience and willingness to work with us and inform us of what was seen as a realistic and achievable conclusion … Again we are deeply grateful for your service in bringing the issue to a conclusion.” M. Kempton, Gilbert AZ
- “I wanted to reach out personally to thank you for all of your extraordinary efforts to settle the *** case. You are a class-act and extraordinary mediator. All the best,” Omar H. Bengali, Girard/Bengali Los Angeles
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